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Alberta Securities Commission
Results: 96

#	Item
71	ALBERTA SECURITIES COMMISSION RECOGNITION ORDER SELF-REGULATORY ORGANIZATION Mutual Fund Dealers Association of Canada/ Association canadienne des courtiers de fonds mutuels Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2013-06-05 09:25:10 Audit committee Business Finance Mutual Fund Dealers Association Auditing Corporate governance
72	May 30, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Ontario Securities Commission Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:29 Finance Financial markets Securities Ontario Securities Commission British Columbia Securities Commission Securities Commission Autorité des marchés financiers Investment Industry Regulatory Organization of Canada Short Financial economics Financial system Financial regulation
73	May 26, 2014 British Columbia Securities Commission Alberta Securities Commission Financial and Consumers Affairs Authority of Saskatchewan Manitoba Securities Commission Ontario Securities Commission Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-05-26 16:17:29 Financial services Collective investment schemes Financial markets Mutual fund Exchange-traded fund Canadian securities regulation Specialized investment fund Hedge fund Mutual fund fees and expenses Financial economics Investment Funds
74	June 18, 2014 Alberta Securities Commission Autorité des marchés financiers Financial and Consumer Affairs Authority of Saskatchewan Delivered to: Denise Weeres Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-06-20 14:52:01 Business Securities Stock market Exempt market dealer Non-reporting issuer SEC filings Exempt market securities Canadian securities regulation Prospectus Financial economics Investment Finance
75	Alberta Securities Commission - Mandate and Roles Add to Reading List Source URL: www.alberta.ca - Date: 2014-03-26 10:57:56
76	February 20, 2013 Denise Weeres Senior Legal Counsel, Corporate Finance Alberta Securities Commission Suite 600, 250-5th Street SW Calgary, Alberta T2P 0R4 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:12:43 United States Securities and Exchange Commission United States securities law Securities 73rd United States Congress Auditing Securities Act Prospectus International Financial Reporting Standards Canadian securities regulation Finance Financial economics Business
77	April 30, 2012 Marsha Manolescu Director, Capital Markets Policy Alberta Finance and Enterprise 522 Terrace Building[removed]Street Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:16 Investment Money United States securities law Financial regulation Financial adviser Canadian securities regulation Exempt market dealer Securities Commission Registered representative Finance Business Financial economics
78	October 27, 2011 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Ontario Securities Commission Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:10:47 Finance Securities Corporate finance Initial public offering Canadian Securities Administrators Securities research Canadian securities regulation Non-reporting issuer Qualified institutional placement Financial economics Stock market Investment
79	May 23, 2014 Mr. William Rice Chair, Canadian Securities Administrators Chair and CEO, Alberta Securities Commission Alberta Securities Commission Ste[removed], 5th Street SW Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-05-26 16:43:56 Ombudsman for Banking Services and Investments Finance Sociology Securities Investment Business Money Dispute resolution Canadian law Canadian securities regulation
80	February 29, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:09 Financial services Institutional investors United States Securities and Exchange Commission Exempt market dealer Securities Act Non-reporting issuer Canadian securities regulation Accredited investor Mutual fund Financial economics Investment Finance

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